SFC Licences of XU Lulu 徐璐璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 August 2012 | 30 August 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 August 2012 | 30 August 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 August 2012 | 30 August 2014 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 10 November 2011 | 21 May 2012 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 10 November 2011 | 21 May 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 May 2006 | 26 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 May 2006 | 26 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 May 2006 | 26 August 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 08 May 2006 | 26 August 2011 |
| Merrill Lynch Far East Limited | RE | 4 | 08 May 2006 | 26 August 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 08 May 2006 | 26 August 2011 |