SFC Licences of STEPHENS Clifford Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 10 May 2006 | 27 April 2009 |
| UBS Securities Asia Limited | RE | 1 | 10 May 2006 | 27 April 2009 |