SFC Licences of LI Min 李民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 | RO | 9 | 16 January 2018 | |
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 | RE | 9 | 13 June 2017 | 16 January 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 May 2006 | 15 August 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 02 May 2006 | 15 August 2007 |