SFC Licences of WONG Li Ching 黃李靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 06 October 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 06 October 2020
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 05 November 2012 25 September 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 14 June 2010 25 September 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 02 May 2006 03 July 2006