SFC Licences of NG Tai Yi 吳泰怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 18 October 2022 | |
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 1 | 02 May 2007 | 30 September 2022 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 15 June 2006 | 22 January 2007 |