SFC Licences of CHIU Sung Biu Bill Lawrence 趙崇鏢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 9 23 March 2022
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 2 06 June 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 1 06 June 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 2 18 April 2016 06 June 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 18 April 2016 06 June 2016
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 23 July 2010 27 November 2014
SG Asset Finance (Hong Kong) Limited RE 2 23 July 2010 27 November 2014
SG Asset Finance (Hong Kong) Limited RE 1 23 July 2010 27 November 2014
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 06 November 2008 12 April 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 06 November 2008 12 April 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RE 5 02 October 2008 12 April 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 02 October 2008 12 April 2010
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 11 March 2008 30 August 2008
HSBC Futures (Singapore) Pte Ltd RE 5 13 August 2007 30 August 2008
HSBC Futures (Singapore) Pte Ltd RE 2 18 May 2006 30 August 2008