SFC Licences of HSU Yi Ying 徐怡盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 | RO | 1 | 25 October 2012 | 19 August 2015 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 30 August 2007 | 05 September 2011 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 28 February 2007 | 23 April 2007 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 28 February 2007 | 23 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 January 2007 | 23 April 2007 |
| iTTa Capital Limited 意達資本有限公司 | RE | 4 | 02 May 2006 | 05 January 2007 |