SFC Licences of PENG Yuxiu 彭毓秀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 16 October 2020 | |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 May 2017 | 25 September 2020 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 10 June 2010 | 31 March 2017 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 14 April 2009 | 10 June 2010 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 09 June 2006 | 22 December 2007 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 09 June 2006 | 22 December 2007 |