SFC Licences of LEE Wai Keung, Ricky 李偉強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 07 March 2023 | 23 May 2023 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 07 March 2023 | 23 May 2023 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 07 March 2023 | 23 May 2023 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 26 September 2022 | 07 February 2023 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 30 June 2022 | 07 September 2022 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 14 July 2021 | 07 September 2022 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 14 July 2021 | 07 September 2022 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 08 July 2014 | 25 October 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 11 August 2009 | 14 March 2011 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 May 2006 | 31 May 2010 |