SFC Licences of CHAN Hoi Yee 陳凱怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sinomax Securities Limited 佳富達證券有限公司 | RE | 1 | 07 December 2015 | 23 December 2015 |
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 9 | 24 September 2012 | 14 December 2012 |
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 4 | 24 September 2012 | 14 December 2012 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 24 September 2012 | 14 December 2012 |
orientiert XYZ Securities Limited | RE | 9 | 28 December 2011 | 28 May 2012 |
orientiert XYZ Securities Limited | RE | 4 | 21 February 2011 | 28 May 2012 |
orientiert XYZ Securities Limited | RE | 1 | 21 February 2011 | 28 May 2012 |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 4 | 09 June 2010 | 10 February 2011 |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 9 | 12 August 2009 | 10 February 2011 |
Redford Securities Limited 泓福證券有限公司 | RE | 1 | 07 November 2008 | 10 February 2011 |
Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 4 | 23 June 2006 | 31 October 2008 |