SFC Licences of CHAN Hoi Yee 陳凱怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinomax Securities Limited 佳富達證券有限公司 RE 1 07 December 2015 23 December 2015
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RE 9 24 September 2012 14 December 2012
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RE 4 24 September 2012 14 December 2012
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 24 September 2012 14 December 2012
orientiert XYZ Securities Limited RE 9 28 December 2011 28 May 2012
orientiert XYZ Securities Limited RE 4 21 February 2011 28 May 2012
orientiert XYZ Securities Limited RE 1 21 February 2011 28 May 2012
Redford Asset Management Limited 泓福資產管理有限公司 RE 4 09 June 2010 10 February 2011
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 12 August 2009 10 February 2011
Redford Securities Limited 泓福證券有限公司 RE 1 07 November 2008 10 February 2011
Tung Tai Securities Company Limited 東泰證券有限公司 RE 4 23 June 2006 31 October 2008