SFC Licences of KU Wing Yin 顧永賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 | RO | 4 | 31 August 2018 | |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 21 February 2014 | 31 August 2018 |
| LBN Advisers Limited 利邦投資顧問有限公司 | RE | 9 | 17 July 2013 | 09 October 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 25 August 2010 | 24 January 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 May 2006 | 03 September 2009 |