SFC Licences of CHEN Chi Wan 陳志宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 November 2006 | 22 September 2007 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 27 November 2006 | 21 September 2007 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 May 2006 | 16 November 2006 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 15 May 2006 | 16 November 2006 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 15 May 2006 | 16 November 2006 |