SFC Licences of LAM Chi Lap, James 林子立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 2 17 January 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 17 January 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 23 June 2021 17 January 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 23 June 2021 17 January 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 09 January 2015 05 June 2021
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 03 December 2014 05 June 2021
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 RE 2 24 February 2014 22 November 2014
Emperor Securities Limited 英皇證券有限公司 RE 1 15 May 2012 05 February 2014
Emperor Futures Limited 英皇期貨有限公司 RE 2 09 October 2009 05 February 2014
Emperor Securities Limited 英皇證券有限公司 RE 1 03 September 2009 01 August 2010
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 1 02 June 2008 01 September 2009
Emperor Securities Limited 英皇證券有限公司 RE 4 08 December 2006 02 October 2007
Emperor Futures Limited 英皇期貨有限公司 RE 2 07 June 2006 02 October 2007
Emperor Securities Limited 英皇證券有限公司 RE 1 07 June 2006 02 October 2007