SFC Licences of YAP Yik Wah, Alicia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 09 May 2016 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 08 August 2011 | 21 January 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 21 June 2007 | 27 May 2011 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 02 June 2006 | 07 June 2007 |