SFC Licences of SIM James Choon Wen 沈俊文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Affiliated Managers Group (Hong Kong) Limited | RO | 1 | 07 December 2010 | 04 April 2019 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 16 May 2006 | 22 May 2006 |