SFC Licences of WEST Kenneth Kirk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RO 4, 9 22 November 2021
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RO 4, 9 28 November 2008
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 4 04 June 2007 02 February 2009
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 4 14 August 2006 27 March 2007
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 4 16 May 2006 22 May 2006