SFC Licences of WEST Kenneth Kirk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RO | 9 | 22 November 2021 | |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RO | 4 | 22 November 2021 | |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RO | 9 | 28 November 2008 | 25 October 2023 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RO | 4 | 28 November 2008 | 25 October 2023 |
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 04 June 2007 | 02 February 2009 |
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 14 August 2006 | 27 March 2007 |
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 16 May 2006 | 22 May 2006 |