SFC Licences of SHEN Yang 沈揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 14 November 2012 | 28 April 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 13 December 2006 | 15 October 2012 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 18 May 2006 | 30 November 2006 |