SFC Licences of SHEN Yang 沈揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Capital Limited 中國光大融資有限公司 RE 6 14 November 2012 28 April 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 13 December 2006 15 October 2012
South China Capital Limited 南華融資有限公司 RE 6 18 May 2006 30 November 2006