SFC Licences of NG Yau Kan 吳有根
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 | RE | 4 | 01 August 2016 | 30 November 2017 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 | RE | 1 | 01 August 2016 | 30 November 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 August 2013 | 16 November 2013 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 05 June 2013 | 15 August 2013 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 21 June 2010 | 14 August 2010 |