SFC Licences of KWOK Loi Fat, Edward 郭來發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 May 2009 | 11 September 2010 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 28 April 2008 | 07 April 2009 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 April 2008 | 07 April 2009 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 April 2008 | 07 April 2009 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 May 2006 | 02 November 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 May 2006 | 02 November 2007 |