SFC Licences of KWOK Loi Fat, Edward 郭來發

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 26 May 2009 11 September 2010
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 28 April 2008 07 April 2009
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 28 April 2008 07 April 2009
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 28 April 2008 07 April 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 18 May 2006 02 November 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 May 2006 02 November 2007