SFC Licences of CHU Siu Mung 朱小夢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Central Universe Futures Limited 環宇期貨有限公司 | RO | 5 | 28 October 2013 | 18 January 2016 |
| Central Universe Futures Limited 環宇期貨有限公司 | RO | 2 | 28 October 2013 | 18 January 2016 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 14 August 2008 | 09 October 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 18 May 2006 | 09 October 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 May 2006 | 09 October 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 May 2006 | 09 October 2013 |