SFC Licences of LAM King Wu 林景湖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 RO 1 04 December 2019 02 June 2020
Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 RE 1 15 October 2019 04 December 2019
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 7 09 August 2019 16 September 2019
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 5 07 August 2018 16 September 2019
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 2 31 July 2017 16 September 2019
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 1 31 July 2017 16 September 2019
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 4 31 July 2017 16 September 2019
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 9 15 February 2017 16 September 2019
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 2 23 December 2016 31 July 2017
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 1 23 December 2016 31 July 2017
Chaos International Financial Limited 混沌天成國際有限公司 RE 2 10 June 2016 09 December 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 15 May 2015 07 May 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 15 May 2015 07 May 2016
CMB International Securities Limited 招銀國際證券有限公司 RE 1 12 August 2011 05 November 2014
CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司 RE 2 12 August 2011 16 December 2011
Chief Securities Limited 致富證券有限公司 RE 1 18 May 2006 20 May 2011
Chief Commodities Limited 致富期貨商品有限公司 RE 2 18 May 2006 20 May 2011