SFC Licences of LIM Seng Chong, Terence 林成忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 6 | 17 January 2013 | 04 April 2015 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 17 January 2013 | 04 April 2015 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 17 January 2013 | 04 April 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 15 January 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 15 January 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 17 May 2006 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 17 May 2006 | 29 September 2008 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 17 May 2006 | 29 September 2008 |