SFC Licences of DUANMU Yongshan 端木雍山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
IvyRock Asset Management (HK) Limited 常春藤資產管理(香港)有限公司 RO 9 20 September 2018
IvyRock Asset Management (HK) Limited 常春藤資產管理(香港)有限公司 RE 9 20 June 2018 20 September 2018
Legends Asset Management Limited 天駿資產管理有限公司 RO 9 21 August 2014 30 April 2018
Legends Asset Management Limited 天駿資產管理有限公司 RE 9 20 August 2014 21 August 2014
Pinpoint Asset Management Limited 保銀資產管理有限公司 RE 9 11 January 2011 09 December 2013
Pinpoint Investment Advisor Limited RE 9 20 April 2009 30 June 2011
Merrill Lynch Far East Limited RE 6 20 August 2007 12 January 2009
Merrill Lynch Far East Limited RE 4 20 August 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 6 20 August 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 4 20 August 2007 12 January 2009
Merrill Lynch Far East Limited RE 1 01 August 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 1 01 August 2007 12 January 2009
Morgan Stanley Hong Kong Futures Limited RE 7 01 June 2006 03 July 2007
Morgan Stanley Hong Kong Futures Limited RE 2 01 June 2006 03 July 2007
Morgan Stanley Hong Kong Securities Limited RE 1 01 June 2006 03 July 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 June 2006 03 July 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 June 2006 03 July 2007