SFC Licences of LI Andrew Sing-tsze 李承智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 17 March 2010 | 09 September 2010 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 9 | 14 September 2007 | 31 March 2009 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 | RE | 4 | 14 September 2007 | 01 September 2008 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 16 May 2006 | 15 December 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 16 May 2006 | 15 December 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 16 May 2006 | 15 December 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 16 May 2006 | 15 December 2006 |