SFC Licences of CHIU Yan Kit 趙仁傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TFI Capital Limited 天風國際資本市場有限公司	RO	6	18 December 2020
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	1	22 July 2020
Tianlong Capital Management Limited 天龍資本管理有限公司	RE	6	16 March 2020	20 March 2020
Sunfund Capital Limited 東皓資本有限公司	RO	6	30 September 2019	20 December 2019
RaffAello Capital Limited	RO	6	26 November 2018	23 September 2019
RaffAello Capital Limited	RE	6	13 November 2018	26 November 2018
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RO	6	31 October 2017	25 October 2018
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	30 August 2017	31 October 2017
Zhongrong PT Securities Limited 中融平和證券有限公司	RE	1	01 June 2017	13 August 2017
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RO	6	16 April 2015	29 April 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	22 August 2013	29 April 2017
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	22 August 2013	16 April 2015
Partners Capital International Limited 博大資本國際有限公司	RE	6	18 February 2013	08 August 2013
Partners Capital International Limited 博大資本國際有限公司	RE	1	18 February 2013	08 August 2013
CCB International Capital Limited 建銀國際金融有限公司	RE	1	17 January 2008	08 December 2012
CCB International Capital Limited 建銀國際金融有限公司	RE	6	12 December 2007	08 December 2012
VC Capital Limited 滙盈融資有限公司	RE	6	18 May 2006	29 November 2007