SFC Licences of TSUI Pak Fai 徐碧輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Ubiquant Asset Management Co., Limited	RO	4	30 May 2023
Ubiquant Asset Management Co., Limited	RO	9	26 September 2022
Ubiquant Asset Management Co., Limited	RE	9	06 September 2022	26 September 2022
Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司	RO	9	16 February 2022	02 August 2022
Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司	RO	4	16 February 2022	02 August 2022
Duo Asset Management Limited 雙瑩資產管理有限公司	RO	4	13 November 2018	15 February 2022
Duo Asset Management Limited 雙瑩資產管理有限公司	RO	9	03 November 2017	15 February 2022
Golden K2 Securities Limited	RO	1	13 March 2017	15 July 2017
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RO	1	07 June 2016	01 November 2016
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RO	4	03 October 2013	01 November 2016
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	9	23 August 2013	01 November 2016
CTBC Asia Limited 中國信託綜合證券(香港)有限公司	RE	4	13 April 2012	25 May 2013
CTBC Asia Limited 中國信託綜合證券(香港)有限公司	RE	1	20 November 2007	25 May 2013
East Asia Securities Company Limited 東亞證券有限公司	RE	1	10 April 2007	08 November 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	23 June 2006	26 March 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	19 May 2006	26 March 2007