SFC Licences of LIU Wai Hung 廖偉鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 4 28 March 2024
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 1 28 March 2024
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 9 08 November 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 4 02 June 2022 28 March 2024
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 1 02 June 2022 28 March 2024
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 9 02 June 2022 08 November 2023
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 17 March 2022 11 May 2022
Tongfang Securities Limited 同方證券有限公司 RE 4 14 April 2021 10 November 2021
Tongfang Securities Limited 同方證券有限公司 RE 1 14 April 2021 10 November 2021
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 9 03 September 2019 04 April 2021
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 4 22 May 2019 04 April 2021
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 1 22 May 2019 04 April 2021
Wealth Link Securities Limited 富滙證券有限公司 RE 4 21 June 2017 06 May 2019
Wealth Link Securities Limited 富滙證券有限公司 RE 1 21 June 2017 06 May 2019
OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 RE 2 27 January 2015 12 June 2017
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 RE 1 27 January 2015 12 June 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 2 15 January 2010 13 December 2014
Huarong International Securities Limited 華融國際證券有限公司 RE 1 13 November 2009 13 December 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 03 July 2009 13 July 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 22 May 2006 10 January 2009