SFC licenceholder ANK399 LIU Wai Hung 廖偉鴻

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 July 2020

Institution Role Licences Start date End date
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE [9] (Asset Management) 03 September 2019
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 May 2019
Wealth Link Securities Limited 富滙證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 June 2017 06 May 2019
OCBC Wing Hang Shares Brokerage Co. Limited 華僑永亨証券有限公司 RE [1] (Dealing in Securities) 27 January 2015 12 June 2017
Honfirst Investment Limited 洪富投資有限公司 RE [2] (Dealing in Futures Contracts) 27 January 2015 12 June 2017
Huarong International Securities Limited 華融國際證券有限公司 RE [2] (Dealing in Futures Contracts) 15 January 2010 13 December 2014
Huarong International Securities Limited 華融國際證券有限公司 RE [1] (Dealing in Securities) 13 November 2009 13 December 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 03 July 2009 13 July 2009
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 22 May 2006 10 January 2009