SFC Licences of LAI Hiu Yik 賴曉憶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 21 May 2013 | 12 February 2017 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 21 April 2011 | 12 February 2017 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 21 April 2011 | 31 March 2014 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 23 June 2008 | 05 April 2011 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 22 May 2008 | 05 April 2011 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 22 May 2008 | 31 December 2010 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 23 June 2006 | 09 May 2008 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 23 June 2006 | 09 May 2008 |