SFC Licences of LO King Wa 盧景華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 23 June 2010 | 11 April 2011 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 9 | 24 April 2009 | 01 April 2010 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 6 | 24 April 2009 | 01 April 2010 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 23 June 2006 | 11 April 2011 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 23 June 2006 | 11 April 2011 |