SFC Licences of WONG Arthur Chi To 黃志滔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Liquidnet Asia Limited 利貫交易網亞洲有限公司 RE 7 03 April 2019
Liquidnet Asia Limited 利貫交易網亞洲有限公司 RE 1 21 March 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 06 October 2017 01 March 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 12 May 2014 29 September 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 17 September 2008 30 April 2014
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 20 July 2006 15 September 2008
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 23 May 2006 15 September 2008