SFC Licences of WONG Arthur Chi To 黃志滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 03 April 2019 | |
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 21 March 2019 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 October 2017 | 01 March 2019 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 12 May 2014 | 29 September 2017 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 17 September 2008 | 30 April 2014 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 20 July 2006 | 15 September 2008 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 23 May 2006 | 15 September 2008 |