SFC licenceholder ANK749 SHI Guangyuan 石光遠

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 17 March 2011
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 24 May 2006 14 August 2009