SFC Licences of SHI Guangyuan 石光遠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 17 March 2011 01 May 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 24 May 2006 14 August 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 24 May 2006 14 August 2009