SFC Licences of NG Kin Ki 吳建錡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 28 October 2008 | 11 October 2011 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 23 April 2008 | 18 October 2008 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 23 April 2008 | 18 October 2008 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 24 July 2006 | 11 March 2008 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 24 July 2006 | 11 March 2008 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 11 July 2006 | 11 March 2008 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 11 July 2006 | 11 March 2008 |