SFC Licences of DOBKINS Spencer Darryl
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 10 October 2012 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 02 November 2010 | 10 October 2012 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 24 September 2007 | 20 November 2010 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RO | 1 | 02 April 2007 | 24 September 2007 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 02 June 2006 | 02 April 2007 |