SFC Licences of WONG Siu Leung 黃紹良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Securities Limited 中銀國際證券有限公司	RO	5	11 December 2023
BOCI Securities Limited 中銀國際證券有限公司	RO	4	11 December 2023
BOCI Securities Limited 中銀國際證券有限公司	RO	2	11 December 2023
BOCI Securities Limited 中銀國際證券有限公司	RO	1	11 December 2023
BOCI Securities Limited 中銀國際證券有限公司	RE	5	13 May 2022	11 December 2023
BOCI Securities Limited 中銀國際證券有限公司	RE	4	13 May 2022	11 December 2023
BOCI Securities Limited 中銀國際證券有限公司	RE	2	13 May 2022	11 December 2023
BOCI Securities Limited 中銀國際證券有限公司	RE	1	13 May 2022	11 December 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RO	5	04 December 2019	19 November 2021
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RO	4	04 December 2019	19 November 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RO	2	04 December 2019	19 November 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	1	04 December 2019	19 November 2021
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RE	5	08 August 2019	04 December 2019
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RE	4	08 August 2019	04 December 2019
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	08 August 2019	04 December 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	08 August 2019	04 December 2019
Sun Growth Securities Limited 志昇証券有限公司	RO	4	07 January 2019	30 June 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司	RO	9	25 July 2018	30 June 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司	RO	4	25 July 2018	30 June 2019
Sun Growth Futures Limited 志昇期貨有限公司	RO	2	25 July 2018	16 April 2019
Sun Growth Securities Limited 志昇証券有限公司	RO	1	27 September 2017	30 June 2019
Sun Growth Securities Limited 志昇証券有限公司	RE	1	26 July 2017	27 September 2017
Mason Futures Limited 茂宸期貨有限公司	RO	2	25 April 2017	23 June 2017
Mason Securities Limited 茂宸證券有限公司	RO	9	08 December 2016	23 June 2017
Thomas Global Financial Services Limited 石匠環球金服有限公司	RO	1	01 December 2016	23 June 2017
Mason Securities Limited 茂宸證券有限公司	RO	4	13 January 2016	23 June 2017
Mason Securities Limited 茂宸證券有限公司	RO	1	13 January 2016	23 June 2017
Mason Futures Limited 茂宸期貨有限公司	RE	2	03 December 2014	25 April 2017
Mason Securities Limited 茂宸證券有限公司	RE	4	03 December 2014	13 January 2016
Mason Securities Limited 茂宸證券有限公司	RE	1	03 December 2014	13 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	4	13 May 2009	19 October 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	13 May 2009	19 October 2012
HSBC Structured Funds (Asia) Limited	RE	4	15 August 2006	28 March 2009
HSBC Structured Funds (Asia) Limited	RE	9	15 August 2006	01 July 2007
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	24 May 2006	28 March 2009