SFC Licences of WONG Siu Leung 黃紹良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 5 13 May 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 4 13 May 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 May 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 May 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 04 December 2019 19 November 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 04 December 2019 19 November 2021
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 04 December 2019 19 November 2021
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 5 04 December 2019 19 November 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 08 August 2019 04 December 2019
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 08 August 2019 04 December 2019
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 08 August 2019 04 December 2019
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 5 08 August 2019 04 December 2019
Sun Growth Securities Limited 志昇証券有限公司 RO 4 07 January 2019 30 June 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司 RO 4 25 July 2018 30 June 2019
Sun Growth Asset Management Limited 志昇資產管理有限公司 RO 9 25 July 2018 30 June 2019
Sun Growth Securities Limited 志昇証券有限公司 RO 1 27 September 2017 30 June 2019
Sun Growth Futures Limited 志昇期貨有限公司 RO 2 25 July 2018 16 April 2019
Sun Growth Securities Limited 志昇証券有限公司 RE 1 26 July 2017 27 September 2017
Mason Futures Limited 茂宸期貨有限公司 RO 2 25 April 2017 23 June 2017
Mason Securities Limited 茂宸證券有限公司 RO 9 08 December 2016 23 June 2017
Thomas Global Financial Services Limited 石匠環球金服有限公司 RO 1 01 December 2016 23 June 2017
Mason Securities Limited 茂宸證券有限公司 RO 4 13 January 2016 23 June 2017
Mason Securities Limited 茂宸證券有限公司 RO 1 13 January 2016 23 June 2017
Mason Futures Limited 茂宸期貨有限公司 RE 2 03 December 2014 25 April 2017
Mason Securities Limited 茂宸證券有限公司 RE 4 03 December 2014 13 January 2016
Mason Securities Limited 茂宸證券有限公司 RE 1 03 December 2014 13 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 13 May 2009 19 October 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 13 May 2009 19 October 2012
HSBC Structured Funds (Asia) Limited RE 4 15 August 2006 28 March 2009
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 24 May 2006 28 March 2009
HSBC Structured Funds (Asia) Limited RE 9 15 August 2006 01 July 2007