SFC Licences of LIM Tay Her 林泰禾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 08 November 2013 | 09 January 2018 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 08 November 2013 | 09 January 2018 |
| Japaninvest (Hong Kong) Limited | RE | 4 | 16 April 2013 | 29 October 2013 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 05 October 2010 | 16 January 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 May 2006 | 18 October 2010 |