SFC Licences of HA Ka Yan 夏嘉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 23 April 2014 | 01 July 2014 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 23 April 2014 | 01 July 2014 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 23 April 2014 | 01 July 2014 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 4 | 21 November 2013 | 03 January 2014 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 21 November 2013 | 03 January 2014 |
| NNIP Hong Kong Limited | RE | 4 | 09 January 2008 | 17 June 2011 |
| NNIP Hong Kong Limited | RE | 1 | 09 January 2008 | 17 June 2011 |
| NNIP Hong Kong Limited | RE | 9 | 09 January 2008 | 25 May 2010 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 30 June 2006 | 14 December 2007 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 30 June 2006 | 14 December 2007 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 30 June 2006 | 14 December 2007 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 30 June 2006 | 14 December 2007 |