SFC Licences of LI Yu 黎禺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 18 January 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 18 January 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 18 January 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 07 June 2010 17 July 2015
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 1 07 June 2010 17 July 2015
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RE 6 03 July 2006 15 November 2006