SFC Licences of LAU Chi Man 劉智敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 30 March 2020 | 27 May 2021 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 30 March 2020 | 27 May 2021 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 30 March 2020 | 27 May 2021 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 30 March 2020 | 27 May 2021 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 24 March 2010 | 13 March 2014 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 24 March 2010 | 13 March 2014 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 24 May 2006 | 13 March 2014 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 24 May 2006 | 13 March 2014 |