SFC Licences of LAU Chi Man 劉智敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 30 March 2020 27 May 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 30 March 2020 27 May 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 30 March 2020 27 May 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 30 March 2020 27 May 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 24 March 2010 13 March 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 24 March 2010 13 March 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 24 May 2006 13 March 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 24 May 2006 13 March 2014