SFC Licences of TSAI Ming-Hsiao 蔡明孝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 03 October 2017 | 24 February 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 03 October 2017 | 24 February 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 06 July 2016 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 06 July 2016 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 4 | 06 July 2016 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 06 July 2016 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 September 2013 | 06 July 2016 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 19 September 2013 | 06 July 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 August 2011 | 06 July 2016 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 03 August 2011 | 06 July 2016 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 1 | 23 March 2011 | 01 July 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 03 September 2010 | 23 March 2011 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RE | 1 | 31 August 2009 | 21 August 2010 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 20 July 2006 | 21 August 2010 |