SFC Licences of CHOR Chun Ming 左峻銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 04 July 2013 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 04 July 2013 | 01 August 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 15 August 2007 | 29 June 2021 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 21 June 2007 | 29 June 2021 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 21 June 2007 | 29 June 2021 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 21 June 2007 | 29 June 2021 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 21 December 2006 | 09 June 2007 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 21 December 2006 | 09 June 2007 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 23 November 2006 | 09 June 2007 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 13 July 2006 | 09 November 2006 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 13 July 2006 | 09 November 2006 |