SFC Licences of XIE Yi 解一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 19 March 2024 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 12 October 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 July 2010 | 12 October 2018 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 05 July 2010 | 31 August 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 05 May 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 05 June 2006 | 29 September 2008 |