SFC Licences of HO Wai Yin 何卉妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 07 June 2011 | 16 August 2013 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 07 June 2011 | 16 August 2013 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 05 November 2009 | 14 May 2011 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 05 November 2009 | 14 May 2011 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 03 January 2008 | 29 September 2009 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 05 December 2007 | 29 September 2009 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 10 September 2007 | 09 November 2007 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 25 August 2006 | 13 August 2007 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 30 May 2006 | 13 August 2007 |