SFC Licences of LU Ting 陸挺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 4 | 26 April 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 14 May 2018 | 26 April 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 03 December 2015 | 07 May 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 03 December 2015 | 07 May 2018 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 18 May 2015 | 03 December 2015 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 May 2015 | 03 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 23 February 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 May 2006 | 23 February 2015 |