SFC Licences of YEN Tzu Han 嚴子涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 28 April 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 25 June 2013 | 04 July 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 25 June 2013 | 04 July 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 24 May 2010 | 26 November 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 24 May 2010 | 26 November 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 May 2010 | 26 November 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 07 March 2007 | 09 May 2007 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 07 March 2007 | 09 May 2007 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 30 May 2006 | 17 November 2006 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 6 | 30 May 2006 | 17 November 2006 |