SFC Licences of YEUNG Pui Shan, Shirley 楊珮珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 25 January 2022 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 25 January 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 January 2022 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 17 June 2019 | 30 June 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 17 June 2019 | 30 June 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 17 June 2019 | 30 June 2021 |
Merrill Lynch Far East Limited | RE | 6 | 21 June 2007 | 26 February 2019 |
Merrill Lynch Far East Limited | RE | 4 | 21 June 2007 | 26 February 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 21 June 2007 | 26 February 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 June 2007 | 26 February 2019 |
Merrill Lynch Far East Limited | RE | 1 | 25 May 2007 | 26 February 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 May 2007 | 26 February 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 May 2006 | 28 April 2007 |