SFC Licences of YAM Chin Pang 任展鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huajin Research (International) Limited 華金研究(國際)有限公司 | RO | 4 | 14 September 2021 | |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 4 | 04 March 2021 | |
| Huajin Research (International) Limited 華金研究(國際)有限公司 | RE | 4 | 10 April 2017 | 14 September 2021 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 10 April 2017 | |
| Funderstone Securities Limited | RE | 4 | 04 January 2013 | 31 January 2013 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 29 May 2006 | 20 September 2006 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 29 May 2006 | 20 September 2006 |