SFC Licences of NG Wing Sum, Michelle 吳永森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 09 October 2014 | 01 January 2015 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 October 2014 | 01 January 2015 |
orientiert XYZ Securities Limited | RE | 9 | 09 October 2012 | 16 June 2014 |
orientiert XYZ Securities Limited | RE | 4 | 30 June 2006 | 16 June 2014 |