SFC Licences of RAN Peng 冉鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 13 January 2022 | |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 13 January 2022 | |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 13 January 2022 | |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 11 November 2014 | 30 December 2021 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 11 November 2014 | 30 December 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 30 April 2010 | 26 September 2014 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 01 December 2008 | 23 December 2008 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 01 December 2008 | 23 December 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 August 2007 | 23 January 2008 |
Fox-Pitt, Kelton (Asia) Limited | RE | 4 | 14 September 2006 | 14 July 2007 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 July 2006 | 12 August 2006 |