SFC Licences of RAN Peng 冉鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 9 13 January 2022
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 13 January 2022
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 13 January 2022
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 11 November 2014 30 December 2021
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 11 November 2014 30 December 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 30 April 2010 26 September 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 01 December 2008 23 December 2008
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 01 December 2008 23 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 August 2007 23 January 2008
Fox-Pitt, Kelton (Asia) Limited RE 4 14 September 2006 14 July 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 07 July 2006 12 August 2006