SFC Licences of CHENG Kong Wai 鄭江偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 3 05 October 2006 29 May 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 02 June 2006 29 May 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 02 June 2006 29 May 2010
Beevest Securities Limited 蜂投證券有限公司
RO 1, 2, 4 23 December 2021
Frontier Capital Management Limited 方達資本管理有限公司
RE 1, 4 07 October 2021 18 October 2021
CMBC International Futures Company Limited 民銀國際期貨有限公司
RO 2 20 April 2021 20 September 2021
CMBC Securities Company Limited 民銀證券有限公司
RO 1, 4 20 April 2021 20 September 2021
CMBC Securities Company Limited 民銀證券有限公司
RE 1, 4 26 February 2021 20 April 2021
CMBC International Futures Company Limited 民銀國際期貨有限公司
RE 2 26 February 2021 20 April 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司
RO 2 02 April 2020 28 January 2021
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司
RO 1 02 April 2020 28 January 2021
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司
RE 4 11 December 2019 28 January 2021
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司
RE 1 11 December 2019 02 April 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司
RE 5 17 September 2019 28 January 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司
RE 2 17 September 2019 02 April 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司
RE 1, 4 17 September 2019 27 March 2020
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司
RE 9 22 January 2019 28 August 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
RO 2, 5 19 November 2018 28 August 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RO 1, 4 19 November 2018 28 August 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
RE 2, 5 24 September 2018 19 November 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RE 1, 4 24 September 2018 19 November 2018
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司
RE 9 12 January 2018 12 September 2018
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司
RO 4, 5 10 August 2017 12 September 2018
AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司
RO 1, 2 08 August 2017 12 September 2018
Zhongtai International Futures Limited 中泰國際期貨有限公司
RO 2 16 May 2016 30 June 2017
Zhongtai International Securities Limited 中泰國際證券有限公司
RO 1, 4 16 May 2016 30 June 2017
Zhongtai International Securities Limited 中泰國際證券有限公司
RE 1, 4 16 March 2016 16 May 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司
RE 2 16 March 2016 16 May 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2 08 April 2014 09 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2, 5 08 April 2014 09 December 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 11 September 2013 09 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 5 11 September 2013 08 April 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 20 June 2011 09 December 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 20 June 2011 08 April 2014
BOCOM International Securities Limited 交銀國際證券有限公司
RE 1, 2 29 June 2010 29 May 2011
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司
RE 4 31 July 2008 29 May 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 5 31 July 2008 29 May 2010