SFC Licences of NG Choi Lun 吳采倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hooray Securities Limited 好盈證券有限公司 | RO | 1 | 08 September 2017 | 03 July 2018 |
Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 31 October 2014 | 08 September 2017 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 25 February 2014 | 04 June 2014 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 25 February 2014 | 04 June 2014 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 25 February 2014 | 04 June 2014 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 04 June 2013 | 26 January 2014 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 05 July 2011 | 26 January 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 29 April 2011 | 18 June 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 June 2006 | 18 June 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 June 2006 | 18 June 2011 |